draft-joint-venture

Category: Design Risk: Unknown ★ 3.9 · Rating 3.9/5 (8) sboghossian/mini-claude-for-legal MIT

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name: draft-joint-venture
description: Use when drafting a joint venture agreement for two or more parties pursuing a shared business purpose, whether as a contractual cooperation or a newly incorporated entity (NewCo). Covers governance, contributions, profit sharing, reserved matters, deadlock resolution, exit mechanisms, and critical MENA-specific issues such as foreign-ownership restrictions and commercial agency law in UAE, KSA, and Lebanon. Triggers on "joint venture", "jv agreement", "joint company", or "shared enterprise" requests.
license: MIT
metadata:
id: draft.joint-venture
category: draft
practice_area: corporate
jurisdictions: [UAE, DIFC, ADGM, KSA, LB, EG, GCC]
priority: P0
intent: [joint venture, jv agreement, corporate partnership, shared entity, NewCo]
related: [draft-shareholders-agreement, draft-distribution-agreement, draft-msa, draft-nda-mutual]
source: Louis — HAQQ Legal AI (github.com/sboghossian/mini-claude-for-legal)
version: "1.0"

Joint Venture Agreement

When to use this

Use this skill when two or more parties wish to combine resources — capital, IP, market access, or technical expertise — to pursue a defined business purpose while maintaining separate legal identities outside the JV. Common triggers:

  • A foreign company and a local partner in KSA, UAE, or Lebanon combining to pursue a contract that requires local presence
  • Two companies co-investing to build and operate a shared plant, facility, or platform
  • A tech company and a regional distributor forming a local entity to market and support software
  • Two firms pooling R&D resources for a defined innovation project without merging

If the agreement is primarily about governance of an existing company (rather than forming a new one), use [[draft-shareholders-agreement]] instead.

Two fundamental structures

1. Contractual JV

No separate entity is created. Parties contract for cooperation: scope, contributions, cost and revenue sharing, governance. Faster to form, easier to unwind, but weaker on liability segregation.

Best for: short-term project collaboration, smaller-scale commercial cooperations, or situations where regulatory approval for a new entity is impractical.

2. Corporate JV

A new entity (NewCo) is incorporated. Parties hold shares per agreed ratio. The JV agreement governs the relationship between shareholders; the NewCo's corporate documents (articles/constitution) implement it.

Best for: long-term ventures, ventures requiring separate contracts with third parties, ventures involving shared assets, or situations where liability isolation matters.

In MENA corporate JVs, the instrument stack typically comprises:

  • JV Agreement (master relationship document)
  • Shareholders' Agreement / Subscription Agreement (NewCo governance)
  • Articles of Association / Constitutional Document (NewCo's organic rules)
  • IP License or Service Agreements between each parent and the NewCo

Required inputs

Input Why it matters Default
Parties — names, types, roles (operator / financial / technical) Determines governance design — must supply
JV purpose — precisely defined Defines the venture's scope and what's excluded; limits liability — must supply
Structure — contractual or corporate; if corporate, jurisdiction of NewCo Determines entire legal framework Corporate NewCo unless deal is transient
Contributions — cash / IP / services / market access per party Drives valuation, equity split, and future capital calls — must supply
Ownership — % equity, voting rights, preferential rights Core governance Pro rata to contribution
Governance — board composition, management, reserved matters, deadlock resolution Prevents operational paralysis See governance section below
Profit/loss allocation — pro rata or separate formula Cash flows determine partner incentives Pro rata to equity
Exit mechanisms — buy-sell, drag/tag, IPO, dissolution Allows the JV to end or restructure cleanly See exit section below

Document structure

  1. Recitals — Each party's background, the rationale for the JV, the mutual intent.
  2. Definitions — JV Business, Parties, NewCo (if applicable), Contributions, Reserved Matters, Deadlock.
  3. Formation / structure — Contractual vs corporate; if corporate, NewCo jurisdiction, capital structure, share classes.
  4. Contributions — Tabular schedule per party: cash (amount, timing), IP (describe with ownership), services (scope, valuation), market access (customer relationships, licenses). Contribution failure provisions.
  5. Governance
    • Board / management committee composition — e.g., 2 seats per party for a 50/50 JV; tie-breaking mechanism
    • Day-to-day management — who is CEO/MD? How appointed? Dismissal
    • Reserved matters (see below) — requiring supermajority or unanimity
    • Information rights — quarterly financials, annual audited accounts, board observer rights
  6. Reserved matters list — Actions requiring heightened approval (all parties or specified majority), typically:
    • New capital raising / dilution of either party beyond X%
    • Any acquisition or disposal above a threshold (e.g., > USD 500k)
    • Change of core business
    • Related-party transactions above threshold
    • Taking on debt beyond approved limits
    • Appointing or removing auditors
    • Amendments to the JV Agreement or NewCo constitution
    • Settlement of any claim above threshold
  7. IP arrangements
    • Pre-existing ("background") IP: each party licenses to the JV for the venture's purpose only; ownership stays with the contributing party
    • Foreground IP (developed in the JV): who owns? Often NewCo, but parties should agree on license-back rights if the JV dissolves
    • Survival: IP licenses granted to the JV must terminate or be dealt with on dissolution
  8. Financial provisions
    • Initial capital contributions: timing, form
    • Future capital calls: process, consent thresholds, consequences of default (dilution, forced sale)
    • Profit distribution: declaration policy, frequency, currency, withholding
    • Loss funding: are parties obligated to fund losses beyond initial contributions?
  9. Deadlock resolution — When a reserved-matter vote is tied or blocked:
    • Stage 1: Escalation to senior management (30 days)
    • Stage 2: Mediation (30 days)
    • Stage 3: Deadlock-breaking mechanism — choose one:
      • Texas / Russian roulette: Party A names a price; Party B must buy at that price or sell at that price. Creates fair-value discipline.
      • Dutch auction / sealed bid: Both parties submit sealed bids; highest bidder buys out the other at that price.
      • Put/call options: One party has the right to compel sale at a formula price after deadlock persists for X months.
    • Consider which mechanism best suits the relative power balance of the parties.
  10. Transfer restrictions
    • Lock-up period (no transfers for X years)
    • Right of first refusal / offer (ROFO / ROFR) before any transfer to a third party
    • Drag-along: majority can require minority to sell alongside
    • Tag-along: minority can require inclusion in any majority sale
    • Change-of-control (no transfer of control in a party without JV consent)
  11. Non-compete — Each party agrees not to compete with the JV within the defined JV Business during the JV term and typically for 12-24 months post-termination. Scope must be carefully limited to the JV purpose to be enforceable.
  12. Term and dissolution
    • Fixed term (e.g., 10 years) or project-completion-based
    • Dissolution events: expiry, party insolvency, persistent deadlock, agreed exit
    • Winding-up process: pay creditors, return capital, distribute assets
    • Goodwill on dissolution: expressly allocate (especially important in LB and FR civil-law contexts)
  13. Governing law and dispute resolution — For cross-border MENA JVs: DIAC arbitration at DIFC or ADGM seat is common; neutral seat plus English-language proceedings avoids local court complications.
  14. Boilerplate — see [[draft-boilerplate-clauses]].

Jurisdictional notes

Jurisdiction Key issues
DIFC / ADGM Standard common-law JV norms; stack JV Agreement + SHA + Subscription Agreement; Companies Law DIFC Law No. 5 of 2018 / ADGM Companies Regulations 2015; full contractual freedom on governance
UAE federal (mainland) Foreign ownership: UAE Commercial Companies Law (Federal Decree-Law 26/2021) eliminated general 51% local ownership requirement for most sectors — 100% foreign ownership now possible in most activities; but certain "strategic" sectors remain restricted. Commercial agencies: if the JV appoints one party as the exclusive promoter or distributor, UAE Commercial Agency Law (Fed Law 3/1987) may characterize the arrangement as a protected agency. Mainland LLC minimum capital AED 300k
KSA Foreign-ownership rules controlled by the Foreign Investment Law (Royal Decree M/1/2000 as amended); MISA licensing required for foreign-investment vehicles. Some sectors restricted to Saudi nationals or require majority Saudi ownership (healthcare, media, etc.). Sharia: JV profit-sharing structures (mudaraba / musharaka) may be preferred for partners operating under Islamic finance principles
LB Civil-law société commune (partnership) for contractual JV; offshore holding structure common for corporate JV due to Lebanese corporate law complexity. Goodwill (fonds de commerce) accrual is a significant factor: on dissolution, a party operating the JV business may claim goodwill compensation
GCC generally Consider whether any GCC registered commercial agent relationship exists with any JV party — these can create unexpected entanglements on dissolution

Critical clauses — checklist

  • Reserved matters list drafted specifically for this deal (not a generic template)
  • Deadlock mechanism selected with clear procedure and timing
  • IP license to NewCo: scope, exclusivity, termination right on JV dissolution
  • Future capital call mechanics: notice, cure, dilution formula
  • Non-compete scope limited to JV Business (over-breadth will not be enforced)
  • Governing law and arbitration clause with named seat and rules
  • Change-of-control provision (what happens if a party is acquired by a competitor)

Common mistakes

  • Using a generic 50/50 JV structure without a deadlock mechanism — the venture stalls on the first real disagreement
  • Failing to document IP contributions with registration numbers; "contributing our technology" without specifics creates ownership disputes
  • Setting reserved-matter thresholds too low, requiring unanimous consent for routine decisions, leading to operational paralysis
  • Omitting the goodwill-on-dissolution clause in civil-law jurisdictions (LB, FR) — operational party may claim significant goodwill not reflected in equity ratio
  • Not verifying that neither party's existing commercial agency relationships in the target country are inadvertently affected by the JV
  • [[draft-shareholders-agreement]]
  • [[draft-distribution-agreement]]
  • [[draft-msa]]
  • [[draft-nda-mutual]]
  • [[draft-ip-licensing]]